JAPANESE securities firms face an inspection by the industry association into how they comply with insider rules after Nomura Holdings Inc found it breached laws governing the handling of non-public...

NASDAQ'S Asia-Pacific unit is confident fintech-driven disruption in the region's financial services sector will fuel significant growth. ...

FIDELITY Investments Inc and Charles Schwab Corp made moves in quick succession on Tuesday to slash trade commissions, accelerating the race to zero fees and foreshadowing a more important battle to...

CLSA Ltd, the brokerage owned by Chinese financial services firm Citic Group Corp, shut down its US equity research operations on Monday, laying off more than half its workers based in the country.