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When democracy goes wrong
FROM the very beginning of the American experiment, Alexander Hamilton, one of the new country's founders, had serious doubts about democracy. "It is impossible to read the history of the petty republics of Greece and Italy without feeling sensations of horror and disgust at the . . . state of perpetual vibration between the extremes of tyranny and anarchy," he wrote in The Federalist Papers No 9.
But Hamilton went on to praise such principles as: "The regular distribution of power into distinct departments; the introduction of legislative balances and checks; the institution of courts composed of judges holding their offices during good behaviour; the representation of the people in the legislature." These, he wrote, "are means, and powerful means, by which the excellences of republican government may be retained and its imperfections lessened or avoided".
And yet those improvements in the "science of politics" that Hamilton identified could apply just as well to monarchies as to republics, and in fact emerged from monarchies. The Plantagenet kings who ruled England between the 12th and 15th centuries professionalised the judiciary, and established the precedent of securing parliamentary consent before levying taxes. Likewise, the professional bureaucracy and distribution of power that one would expect to find in a republic were also enshrined in the Council of the Indies and the Council of Castile under the 16th century Spanish monarch Philip II.
If Hamilton's favoured political institutions had just as much potential to improve monarchy as to improve republicanism, then why did he have so much confidence in the latter form of governance? He never addressed that question, but another founder, James Madison, devoted considerable attention to it.
Judging by his contributions to The Federalist Papers, Madison's position revolved around two core ideas: "representation", which he welcomed; and "faction", which he warned against. With respect to representation, Madison surmised that "The public voice, pronounced by the representatives of the people, will be more consonant to the public good than if pronounced by the people themselves."
Madison expected elected representatives to look outward, assessing the people's interests and drawing on their knowledge and ideas. But he also hoped that elected officials would look inward, to the government and to one another, to ensure that policies were well crafted. Through prudent representation, a republican form of government can enjoy the advantages of professionalisation and expertise, as well as new ideas from society, as it pursues the public interest.
At the same time, Madison stressed the importance of avoiding factionalism, which he defined as "some common impulse of passion, or of interest, adverse to the rights of other citizens, or to the permanent and aggregate interests of the community". A monarchy or aristocracy, of course, is nothing but a faction - one that is firmly in control and under little pressure to work for the public interest or consider new ideas. But in a republic, Madison observed, a faction could rule only if it commanded an electoral majority. That is why, when "you take in a greater variety of parties and interests", he wrote, "you make it less probable that a majority of the whole will have a common motive to invade the rights of other citizens".
The problem, of course, is that majorities with a malign "common motive" emerge nonetheless. That is how the US got the near-century-long period of "Jim Crow" racial persecution following the Civil War, the herding of Japanese-Americans into concentration camps during World War II, and other shameful episodes.
Or consider what today we would call the ethnic cleansing of Cherokee land in the early 19th century - an act of state-sanctioned forced migration known as the "Trail of Tears". When the US Supreme Court ruled in 1832 that the Cherokee were in fact a sovereign nation, then-president Andrew Jackson simply ignored it. "The decision of the Supreme Court has fell still born," he told Brigadier General John Coffee, and "cannot coerce Georgia to yield to its mandate".
Jackson thus rejected a decision handed down by what Hamilton would call "judges holding their offices during good behaviour". In doing so, he confirmed Madison's fear that if bureaucracy, established procedure, and deliberation cannot transcend the passions of a majority faction, then there can be no "republican remedy for the diseases most incident to republican government".
Meanwhile, it has been many years since the constitutional and semi-constitutional monarchies of Europe faced their own political crises. In the event, they did not move towards centralised socialist dictatorships or strongman plebiscitary ethnocracies, but rather towards representative parliamentary democracy.
The American experiment has not yet reached a point of existential crisis. But there can be little doubt that the US in the Trump era is experiencing the problems that Madison foresaw when he warned that "enlightened statesmen" capable of making "clashing interests . . . subservient to the public good . . . will not always be at the helm".
The two primary advantages of republican democracy that Madison identified - prudent, informed representation and the transcendence of factionalism - seem to have gone missing. For republican democracy to remain the best form of government, they will need to be rediscovered. PROJECT SYNDICATE
- The writer, a former deputy assistant US Treasury secretary, is professor of economics at the University of California at Berkeley and a research associate at the National Bureau of Economic Research.