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SEC said to be considering stricter rules for dark pools: source

On Monday, the SEC announced a record US$14m fine against Bats Global Markets, saying the Direct Edge stock exchanges it bought last year didn't accurately describe their order types.


EVEN as they've captured a bigger slice of US stock trading, dark pools have faced less regulation than the better-known public exchanges. Regulators are taking steps to change that.

The Securities and Exchange Commission is developing rules that will force dark pools to