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Three China brokerages under probe
Citic, Haitong and Guosen allegedly breach margin-trading rules
Published Sun, Nov 29, 2015 · 09:50 PM
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Shanghai
CHINA'S securities regulator is investigating Citic Securities Co, Haitong Securities Co and Guosen Securities Co over alleged breaches of rules on margin and short-selling contracts.
The China Securities Regulatory Commission (CSRC) probes involve contracts the three brokerages signed with clients on margin finances and short-selling, according to exchange filings by the compan…
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