CFA Society Singapore Advocacy Team

In presenting performance reports to investors, managers must give a fair and complete presentation of data

Should a professional be recommended to investors, issues such as conflicts of interest and referral fees need to be disclosed to avoid potentially unpleasant situations in the future

Finance professionals must comply with laws and regulations that directly govern their professional activities and protect clients’ interests.

IN 2013, Singapore-listed Blumont Group, Asiasons Capital, and LionGold Corp were suspended from trading following a collapse in their share price. This collapse was preceded by a massive increase in ...