Disciplinary actions require a due process: SGX RegCo

Singapore

THERE is no lack of will or ability on the part of Singapore Exchange Regulation (SGX RegCo) to carry out its task of policing the 745 listed firms with a combined market value of S$1 trillion while protecting investors.

In its latest Regulator's Column, the regulator assures the market that it has a range of regulatory tools at its disposal to enforce the Listing Rules and Trading Rules.

It also has a wide range of disciplinary sanctions to deal with relevant persons who have breached the rules. Relevant persons comprise the issuer, its directors, executive officers,…