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SGX imposes fine, education programme on UOBKH trader for misconduct
Published Fri, Nov 2, 2018 · 09:50 PM
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Singapore
THE Singapore Exchange (SGX) on Thursday issued a circular saying that its Disciplinary Committee had, on Sept 6, heard four charges against UOB Kay Hian (UOBKH) trading representative Seow Jin Yuan Reymond for contravening exchange rules.
Mr Seow, unrepresented by legal counsel at the hearing, took on the case himself.
The first charge alleged that in March and April 2017, he failed to follow t…
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