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SGX imposes fine, education programme on UOBKH trader for misconduct

Published Fri, Nov 2, 2018 · 09:50 PM

Singapore

THE Singapore Exchange (SGX) on Thursday issued a circular saying that its Disciplinary Committee had, on Sept 6, heard four charges against UOB Kay Hian (UOBKH) trading representative Seow Jin Yuan Reymond for contravening exchange rules.

Mr Seow, unrepresented by legal counsel at the hearing, took on the case himself.

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