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SGX shares case studies of private disciplinary action

It has also published templates and checklists for issuers seeking approval for corporate actions

Published Mon, Dec 21, 2015 · 09:50 PM
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Singapore

THE Singapore Exchange (SGX) is lifting the lid on private disciplinary actions to give the market insight into regulatory deliberations and how-to tips on staying compliant.

Case studies provided are solely for educational purposes, it said, adding: "Information shared in the case studies may have been modified to protect the identity of the companies."

As part of a new "Listing Compliance Bulletin", the market operator has also published a number of templates and checklists for issuers who are seeki…

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