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SGX RegCo's tools to keep the investing game clean

They are used as a reminder to market participants of their duties and obligations to the market and the investing public.

SGX RegCo has issued nine Notices of Compliance since they were introduced in October 2015 as part of initiatives to strengthen its ability to enforce the listing rules. Seven of these notices were public, and the remaining two, private.

WHEN a company is listed on the Singapore Exchange (SGX), it is obliged to comply with the listing rules.

Singapore Exchange Regulation (SGX RegCo) has various regulatory tools to enforce them. A wide range of disciplinary sanctions are also available to deal with relevant persons who...

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