Securities and Exchange Commission (SEC)
US SEC offers relief for IPOs stuck in limbo during shutdown
Companies launching initial public offerings while most of the government is closed will not have to include a specific price in their documents filed with the market regulator
SEC’s Atkins sees crypto work with CFTC as ‘job No 1 right now’
The regulators have also called out prediction markets, perpetual futures, and 24/7 trading as areas ripe for agency coordination
US SEC will move to overhaul investor disclosures, Atkins says
The agency has required companies to issue quarterly reports since 1970
US SEC paves way for crypto spot ETFs with new listing rules
THE Securities and Exchange Commission voted on Wednesday to approve proposed rule changes by three national securities exchanges, enabling them to adopt generic listing standards for new cryptocurren...
US SEC launches task force on securities fraud by foreign companies
In addition to the companies themselves, the unit will also look at their auditors and underwriters
US appeals court orders SEC to review short-selling rules
[NEW YORK] A US appeals court ordered the Securities and Exchange Commission on Monday to assess the economic impact of President Joe Biden-era rules aimed at boosting transparency of short-sell trade...
US SEC chair says agency plans to create new rules for crypto tokens
The crypto industry has long clashed with regulators over how federal securities laws translate to digital assets, with many arguing that most crypto tokens are more akin to commodities
SEC seeks to settle legal fight with Ripple Labs for US$50 million
The SEC has dismissed or paused several other legal cases and investigations targeting crypto companies since US President Donald Trump took office and pledged to end crypto regulation by enforcement
US SEC’s new chief says 15% of staff have left, contract cuts to come, sources say
[WASHINGTON] The new head of the US Securities and Exchange Commission told staff on Tuesday the agency has lost 15 per cent of its headcount across offices and divisions and he expects to conduct a “...
US lawmakers urge SEC to delist Alibaba, Chinese companies: FT
[MEXICO CITY] Two Republican lawmakers have urged the US Securities and Exchange Commission (SEC) to delist Chinese companies, including Alibaba Group, that they say have military links that put US na...
