RETURNING to the office will bring new challenges for banks and brokerages seeking to enforce good conduct by staff, after the bulk of their employees worked from home during the coronavirus...

[LONDON] Returning to the office will bring new challenges for banks and brokerages seeking to enforce good conduct by staff, after the bulk of their employees worked from home during the...

A FEW years ago, the biggest banks in one of the richest corners of the globe were adding thousands of jobs to a department that suddenly seemed more important than most others: compliance.

INSIGHTS FROM CFA SOCIETY SINGAPORE

TRUST in the financial industry remains low more than a decade after the global financial crisis. As the crisis showed, major financial institutions have grown so large and complex that they have...

[BERLIN] Frankfurt prosecutors have dropped an investigation into two Deutsche Bank employees accused of aiding tax evasion through a former Virgin Islands unit, although they have fined the...

[LONDON] LinkedIn's senior executive in charge of human resources has resigned after breaking compliance rules, according to people familiar with the matter.

DBS Bank on Friday said it has partnered Exiger, a provider of risk and compliance solutions to fight financial crime, to implement an artificial intelligence (AI)-powered due diligence solution...

SINGAPORE-HEADQUARTERED regulatory technology (regtech) startup Silent Eight has raised an oversubscribed US$6.2 million Series A round, it said on Wednesday.

SGX RegCo has told Epicentre Holdings' board of directors that the company must obtain the bourse regulator's approval before appointing a director or an executive officer.

SGX RegCo has told Epicentre Holdings' board of directors that the company must obtain the bourse regulator's approval before appointing a director or an executive officer.