[LONDON] Returning to the office will bring new challenges for banks and brokerages seeking to enforce good conduct by staff, after the bulk of their employees worked from home during the...

A FEW years ago, the biggest banks in one of the richest corners of the globe were adding thousands of jobs to a department that suddenly seemed more important than most others: compliance.

INSIGHTS FROM CFA SOCIETY SINGAPORE

TRUST in the financial industry remains low more than a decade after the global financial crisis. As the crisis showed, major financial institutions have grown so large and complex that they have...

[BERLIN] Frankfurt prosecutors have dropped an investigation into two Deutsche Bank employees accused of aiding tax evasion through a former Virgin Islands unit, although they have fined the...

[LONDON] LinkedIn's senior executive in charge of human resources has resigned after breaking compliance rules, according to people familiar with the matter.

DBS Bank on Friday said it has partnered Exiger, a provider of risk and compliance solutions to fight financial crime, to implement an artificial intelligence (AI)-powered due diligence solution...

SINGAPORE-HEADQUARTERED regulatory technology (regtech) startup Silent Eight has raised an oversubscribed US$6.2 million Series A round, it said on Wednesday.

SGX RegCo has told Epicentre Holdings' board of directors that the company must obtain the bourse regulator's approval before appointing a director or an executive officer.

SGX RegCo has told Epicentre Holdings' board of directors that the company must obtain the bourse regulator's approval before appointing a director or an executive officer.

EDITORIAL

ASIAN financial institutions and asset managers may heave a sigh of relief that they are seemingly unaffected by Europe's wide-ranging set of capital markets directives, called the Market in...